ESMA launches Common Supervisory Action on CASPs’ digital operational resilience for custody
The exercise will run from the second half of 2026 to the first half of 2027
Market Pulse
NASDAQ leads stocks higher as tech-heavy index erases July losses in late-session rally
Tech sector resilience amid volatility highlights the potential for rapid recovery, influencing investor confidence and market dynamics
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CACEIS UK censured and to pay £31. 7m to Wealth Tek clients for weak financial crime controls
Wealth Tek LLP was regulated by the FCA from 28 January 2020 until 4 April 2023 when the FCA took action to order the firm to cease operations and to appoint Special Administrators
Non-UK business removed from Consumer Duty scope to reduce burdens on wholesale businesses
The FCA’s 4-point plan (PDF) on addressing concerns about the Consumer Duty and wholesale markets
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